Assignment 2: LASA 1: Ethical Case Study Analysis Paper
Materials Needed:
Case Study
Directions:
You will be graded on the process you used to arrive at your recommendations and the reasoning behind picking a specific recommendation (and not the actual recommendation itself).
You should utilize and cite at least two peer-reviewed journal articles to include in your research.
The body of the paper should be no less than 5 pages in length. Your paper should be double-spaced in 12 point Times New Roman font with normal 1-inch margins written in APA style and free of typographical and grammatical errors. It should include a title page with a running head an abstract and a reference page.
Save the paper as AU_PSY430_M3_A2_LastName_FirstInitial.doc and submit it to the M3 Assignment 2 LASA 1 Dropbox by Week 3 Day 7.
Assignment 2 Grading Criteria
Maximum Points
Analyzed the case and identified all three of the ethical dilemmas presented in the case study.
16
Described the nature and all dimensions of the three ethical issues.
16
Identified the ethical code numbers and definitions of all issues presented in the case study using both the APA and ACA codes.
28
Discussed alternative courses of action that could be taken by the counselor to rectify each dilemma.
20
Described the implications of each course of action; laid out the limitations and advantages of each alternative considered.
20
Chose one course of action and provided a justification for this selection.
16
Described the ethical decision-making model (outline the steps) used throughout the process to arrive at a final decision.
28
Included information from at least two external scholarly references.
12
Writing components:
44
Total:
200
Case Study
James is a community counseling student who is inte
rning with the College Counseling Center at the
local university. James is a 25 year-old Caucasian
male who attended a private high school in a small
rural town. In terms of being a counselor James ad
mits that one of his challenges is that he has not
experienced much diversity in his relationships. He
states that this is not a significant issue becaus
e he
plans on opening a private practice in his hometown
as soon as he graduates. Since he knows the town
he doesnt feel that this is a big deal. Also in t
erms of finding clients James states that
he is sure he will
be able to get referrals because his father works f
or the town newspaper and will run an ad as soon as
he
moves home.
James admits he has no clinical experience but is p
leased upon arriving at his internship site to se
e that
his ex-girlfriend is going to be his assigned clini
cal supervisor. Since they have not seen each other
in
years James figures that meeting once a week will
give them a good opportunity to catch up on old
times. James also figures that
she could continue to supervise him in private prac
tice until he receives his
license. James is relieved because he knows she won
t mind since he will be graduating in nine months

if he puts her credential Licensed Professional Co
unselor after his name since she is supervising hi
m.
After discussing private practice James asks his e
x-girlfriend if he can begin to see clients right a
way
because he is anxious to get experience and begin w
orking on his practice. Since she figured he would
be
a pretty good counselor she agreed and paired him
up with Lisa a 21 year-old Latina female.
During the first session James was running late an
d was unable to fully cover all of the intake
documents with Lisa. He put them aside and said W
e dont really need to
review these. It is just
paperwork required by the Center. Please sign here.
As the counseling session continued James
thought he might have recognized symptoms associate
d with depression including decreased motivation
loss of appetite and overall dissatisfaction. He th
ought about bringing these up with his supervisor b
ut
forgot once he left the session.
James continued to meet with Lisa. The first few se
ssions focused mainly on her recent break-up with h
er
boyfriend and the resulting academic difficulties.
She was very concerned that her career dream of
becoming a lawyer may be in jeopardy.
In the third session Lisa casually mentioned that
she began to experience depressive symptoms as a
child when her mother’s partner began to physically
abuse her at the age of 5 years. Lisa told her
mother about the abuse but she did not intervene.
Shortly after the physical abuse began the man
began to also sexually abuse her. Once again Lisa
reported this to her mother and also to a teacher a
t
her school but nothing was ever done. Lisa reporte
d that when she was 7 she placed an unknown
prescription medication of her mother’s into this m
an’s alcoholic drink. Later that same day the man
experienced a stroke and was rushed to the hospital
where he later died. Lisa also reported learning t
hat
her mother’s partner’s stroke and subsequent death
were related to the combination of prescription
medication and alcohol. The client has never told a
nyone other than James that she had placed
medication in this man’s drink.
A Practitioner’s Guide to Ethical Decision Making
Holly Forester-Miller Ph.D.
Thomas Davis Ph.D.
Copyright 1996 American Counseling Association. A free publication of the American Counseling Association promoting ethical counseling practice in service to the public. — Printed and bound copies may be purchased in quantity for a nominal fee from the Online Resource Catalog or by callng the ACA Distribution Center at 800.422.2648.
ACA grants reproduction rights t libraries researchers and teachers who wish to copy
all or part of the contents of this document for scholarly purposes provided that no fee for the use or possession of such copies is charged to the ultimate consumer of the copies. Proper citation to ACA must be given.
Introduction
Counselors are often faced with situations which require sound ethical decision making ability. Determining the appropriate course to take when faced with a difficult ethical dilemma can be a challenge. To assist ACA members in meeting this challenge the ACA Ethics Committee has developed A Practitioner’s Guide to Ethical Decision Making. The intent of this document is to offer professional counselors a framework for sound ethical decision making. The following will address both guiding principles that are globally valuable in ethical decision making and a model that professionals can utilize as they address ethical questions in their work.
Moral Principles
Kitchener (1984) has identified five moral principles that are viewed as the cornerstone of our ethical guidelines. Ethical guidelines can not address all situations that a counselor is forced to confront. Reviewing these ethical principles which are at the foundation of the guidelines often helps to clarify the issues involved in a given situation. The five principles autonomy justice beneficence nonmaleficence and fidelity are each absolute truths in and of themselves. By exploring the dilemma in regards to these principles one may come to a better understanding of the conflicting issues.
1.Autonomy is the principle that addresses the concept of independence. Theessence of this principle is allowing an individual the freedom of choice and action. It addresses the responsibility of the counselor to encourage clients when appropriate to make their own decisions and to act on their own values. There are two important considerations in encouraging clients to be autonomous. First helping the client to understand how their decisions and their values may or may not be received within the context of the society in which they live and how they may impinge on the rights of others. The second consideration is related to the client’s ability to make sound and rational decisions. Persons not capable of making competent choices such as children and some individuals with mental handicaps should not be allowed to act on decisions that could harm themselves or others.
2. Nonmaleficence is the concept of not causing harm to others. Often explained as above all do no harm this principle is considered by some to be the most critical of all the principles even though theoretically they are all of equal weight (Kitchener 1984; Rosenbaum 1982; Stadler 1986). This principle reflects both the idea of not inflicting intentional harm and not engaging in actions that risk harming others (Forester-Miller & Rubenstein 1992).
3.Beneficence reflects the counselor’s responsibility to contribute to the welfare of the client. Simply stated it means to do good to be proactive and also to prevent harm when possible (Forester-Miller & Rubenstein 1992).
4.Justice does not mean treati ng all individuals the same Kitchener (1984) points out that the formal meaning of justice is treating equals equally and unequals unequally but in proportion to their relevant differences (p.49). If an individual is to be treated differently the counselor needs to be able to offer a rationale that explains the necessity and appropriateness of treating this individual differently.
5.Fidelity involves the notions of loyalty faithfulness and honoring commitments. Clients must be able to trust the counselor and have faith in the therapeutic relationship if growth is to occur. Therefore the counselor must take care not to threaten the therapeutic relationship nor to leave obligations unfulfilled. When exploring an ethical dilemma you need to examine the situation and see how each of the above principles may relate to that particular case. At times this alone will clarify the issues enough that the means for resoling the dilemma will become obvious to you. In more complicated cases it is helpful to be able to work through the steps of an ethical
decision making model and to assess which of these moral principles may be in conflict.
Ethical Decision Making Model We have incorporated the work of Van Hoose and Paradise (1979) Kitchener (1984) Stadler (1986) Haas and Malouf (1989) Forester-Miller and Rubenstein (1992) and Sileo and Kopala (1993) into a practical sequential seven step ethical decision making model. A description and discussion of the steps follows.
Identify the Problem.
Gather as much information as you can that will illuminate the situation. In doingso it is important to be as specific and objective as possible. Writing ideas on paper may help you gain clarity. Outline the facts separating out innuendos There are several questions you can ask yourself: Is it an ethical legal professional or clinical problem? Is it a combination of more than one of these? If a legal question exists seek legal advice.
Other questions that it may be useful to ask yourself are: Is the issue related to me and what I am or am not doing? Is it related to a client and/or the client’s significant others and what they are or are not doing? Is it related to the institution or agency and their policies and procedures? If the problem can be resolved by implementing a policy of an institution or agency you can look to the agency’s guidelines. It is good to remember that dilemmas you face are often complex so a
useful guideline is to examine the problem from several perspectives and avoid searching for a simplistic solution.
2.Apply the ACA Code of Ethics.
After you have clarified the problem refer to the Code of Ethics (ACA 2005) to see if the issue is addressed there. If there is an applicable standard or several standards and they are specific and clear following the course of action indicated should lead to a resolution of the problem. To be able to apply the ethical standards it is essential that you have read them carefully and that you understand their implications.
If the problem is more complex and a re
solution does not seem apparent then you
probably have a true ethical dilemma and need to proceed with further steps in the
ethical decision making process.
3.
Determine the nature and dimensions of the dilemma. There are several avenues to follow in order to ensure that you have examined the problem in all its various dimensions.
oConsider the moral principles of autonomy nonmaleficence beneficence justice and fidelity. Decide which principles apply to the specific situation and determine which principle takes priority for you in this case. In theory each principle is of equal value which means that it is your challenge to determine the priorities when two or more of them are in conflict.
oReview the relevant professional literature to ensure that you are using the most current professional thinking in reaching a decision.
oConsult with experienced professional colleagues and/or supervisors. As they review with you the information you have gathered they may see other issues that are relevant or provide a perspective you have not considered. They may also be able to identify aspects of the dilemma that you are not viewing objectively.
oConsult your state or national professional associations to see if they can provide help with the dilemma.
4.Generate potential courses of action. Brainstorm as many possible courses of action as possible. Be creative and consider all options. If possible enlist the assistance of at least one colleague to help you generate options.
5.Consider the potential consequences of all options and determine a course of action. Considering the information you have gathered and the priorities you have set evaluate each option and assess the potential consequences for all the parties involved. Ponder the implications of each course of action for the client for others who will be effected and for yourself as a counselor. Eliminate the options that clearly do not give the desired results or cause even more problematic consequences. Review the remaining options to determine which option or combination of options best fits the situation and addresses the priorities you have identified.
6.Evaluate the selected course of action. Review the selected course of action to see if it presents any new ethical considerations. Stadler (1986) suggests applying three simple tests to the selected course of action to ensure that it is appropriate. In applying the test of justice assess your own sense of fairness by determining whether you would treat others the same in this situation. For the test of publicity ask yourself whether you would want your behavior reported in the press. The test of universality asks you to assess whether you could recommend the same course of action to another counselor in the same situation. If the course of action you have selected seems to present new ethical issues then you’ll need to go back to the beginning and reevaluate each step of the process. Perhaps you have chosen the wrong opton or you might have identified the problem incorrectly. If you can answer in the affirmative to each of the questions suggested by Stadler (thus passing the tests of justice publicity and universality) and you are satisfied that you have selected an appropriate course of action then you are ready to move on to implementation.
7.Implement the course of action.
Taking the appropriate action in an ethical dilemma is often difficult. The final step involves strengthening your ego to allow you to carry out your plan. After implementing your course of action it is good practice to follow up on the situation to assess whether your actons had the anticipated effect and consequences.
The Ethical Decision Making Model at a Glance
1.Identify the problem.
2.Apply the ACA Code of Ethics.
3.Determine the nature and dimensions of the dilemma.
4.Generate potential courses of action.
5.Consider the potential consequences ofall options choose a course of action.
6.Evaluate the selected course of action.
7.Implement the course of action.
It is important to realize that different professionals may implement different courses of action in the same situation. There is rarely one right answer to a complex ethical dilemma. However if you follow a systemati model you can be assured that you will be able to give a professional explanation for the course of action you chose. Van Hoose and Paradise (1979) suggest that a counselor is probably acting in an ethicall responsible way concerning a client if (1) he or shehas maintained personal and professional honesty coupled with (2) the best interests of the client (3) without malice or personalgain and (4) can justify his or her actions as the best judgment of what should be done based upon the current state of the profession (p.58). Following this model will help to ensure that all four of these conditions have been met.
References
American Counseling Association (2005). Code of Ethics. Alexandria VA: Author.
Forester-Miller H. & Rubenstein R.L. (1992). Group Counseling: Ethics and Professional Issues. In D. Capuzzi & D. R. Gross (Eds.) Introduction to Group Counseling (307-323). DenverCO: Love Publishing Co.
Haas L.J. & Malouf J.L. (1989). Keeping up the good work: A practitioner’s guide to mental health ethics. Sarasota FL:Professional Resource Exchange Inc.
Kitchener K. S. (1984). Intuition critical evaluation and ethi cal principles: The foundation for ethical decisions in counseling psychology. Counseling Psychologist 12(3) 43-55.
Rosenbaum M. (1982). Ethical problems of Group Psychotherapy. In M. Rosenbaum (Ed.) Ethics and values in psychotherapy: A guidebook (237-257). New York: Free Press.
Sileo F. & Kopala M. (1993). An A-B-CD-E worksheet for promoting beneficence when considering ethical issue. Counseling and Values 37 89-95.
Stadler H. A. (1986). Making hard choices: Clarifying controversial ethical issues. Counseling & Human Development 19 1-10.
Van Hoose W.H. (1980). Ethics and counseling. Counseling & Human Development 13(1) 1-12.
Van Hoose W.H. & Paradise L.V. (1979). Ethics in counseling and psychotherapy: Perspectives in issues and decisizzzzon-making. Cranston RI: Carroll Press